The FCA’s 28 May report summarises the findings from its assessment of the sanctions systems and controls of 150 UK financial services firms. The report clarifies the FCA’s expectations, provides examples of good practice and highlights challenges around trade sanctions in particular. This article highlights key points in the context of a sanctions and enforcement […]
| less than a minute read
Financial Conduct Authority sets out its expectations for sanctions systems and controls

/Passle/67c08d5c9322429eb4e7552e/SearchServiceImages/2026-06-16-13-09-57-070-6a314b25cd62115f0d963446.jpg)
/Passle/67c08d5c9322429eb4e7552e/SearchServiceImages/2026-06-11-13-07-47-683-6a2ab3232d4178204d612c45.jpg)
/Passle/67c08d5c9322429eb4e7552e/SearchServiceImages/2026-06-11-13-06-51-269-6a2ab2eb2d4178204d61292c.jpg)
/Passle/67c08d5c9322429eb4e7552e/SearchServiceImages/2026-06-10-13-09-37-655-6a296211db6e3a10f1e667f9.jpg)